| FCA Compliant Products Training Course |
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The FCA's new product intervention rules form a major part of the ongoing changes to the regulator's approach. Organisations can expect the regulator to be more intrusive and to intervene at an earlier stage of the process, before a product has even reached the market.
By attending this training course, delegates will gain a full understanding of the FCA's expectations of new products and how they can ensure the design and distribution of these products meets with their approval. From examining problematic product features to scenario testing and governance arrangements, this interactive day will help your organisation to avoid costly and time-consuming interventions.
Syllabus at a glance
- Understanding the new regulatory framework and product intervention powers
- Which product features will the regulator identify as problematic?
- How to create culture and processes that led to consistently compliant products
- How to robustly test your products and effectively demonstrate this to the regulator
- Addressing distribution challenges at the product design stage: where do responsibilities lie?
- The regulator's approach to controls and expectations of senior management
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Your Trainer
Charles Meade-King is a solicitor and compliance professional with over 25 years experience in the financial services industry, including roles at board and senior executive level for a life company, bancassurer and a national IFA. Charles has also advised numerous businesses on Financial Services Authority regulatory issues and developments, and how to modify and adapt their strategy and procedures accordingly.
He has many years of practical compliance and regulatory experience and Charles can turn this in to helpful, constructive messages for industry practitioners and has successfully presented at a range of industry seminars on regulatory matters in both the UK and abroad.
Charles is member of the Law Society, a Member of the Chartered Institute for Securities & Investment and a Director and Council Member of the Association of Professional Compliance Consultants.http://marketforce.eu.com/events/financial-services/fca-compliant-products-training-course |
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| Location Central Location, London |
Additional Information about this event: |
Thursday 05 March 2015, 08:00am - 05:00pm
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| Official Event Website: more info |
| Number of expected attendees: Not defined |
| This event has an exhibit: Not defined |
| YouTube Video for this event: |
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