The Securities and Exchange Commission today filed charges against broker-dealer Virtu Americas LLC and its parent company, Virtu Financial Inc. (collectively, Virtu), for making materially false and misleading statements and omissions regarding information barriers to prevent the misuse of sensitive customer information.
To better serve investors around the world with a new enriched investor communications and governance solution experience, global Fintech leader Broadridge Financial Solutions, Inc. (NYSE:BR), today announced the international launch of its next-gen digital communications platform, the Broadridge Communications CloudSM.
SWIAT GmbH (“SWIAT”), a FinTech specialising in the development of blockchain software for an open, decentralised financial market infrastructure, has enlisted IT service providers adesso, GFT Technologies and think tank Business Solutions as well as management and technology consultancy Sopra Steria as validators for the SWIAT ecosystem.
Axioma, a leading global provider of factor risk models, portfolio construction tools, and enterprise risk solutions, today announces a new partnership with Jacobi Inc (Jacobi).
TS Imagine, a leading global cross-asset provider of trading, portfolio, and risk management solutions for financial services organizations, is excited to unveil a strategic partnership with eflow, a prominent provider of regulatory compliance solutions for the industry.
To help people to make informed decisions to save, invest and borrow with confidence, the FCA is introducing new screening checks for firms that approve financial adverts.
Northern Trust (Nasdaq: NTRS) announced today it has completed the first stage toward an industry-wide voluntary carbon credit ecosystem that would allow institutional buyers to digitally access carbon credits from leading project developers.
